Compliance Specialist –Learning and growth opportunities within a highly regulated industry.
Join a globally recognized investment management firm that is large enough to offer growth opportunities yet small enough to know your name.
Federated Investors, one of the largest investment managers worldwide with over $400 billion in assets under management, is a company that values integrity and doing business the right way. An organization that understands your needs and promotes a healthy work/life balance by offering and a generous benefit package and paid time off benefits. Our downtown Pittsburgh location is easily accessible via public transportation, offers many restaurants within walking distance and easy access to a variety of entertainment venues.
We’re seeking a Compliance Specialist to support the entire Compliance department by updating FINRA information, working to prepare updated and annual filings, and assisting with pre-clearance requests for the Code of Ethics. This position handles sensitive information and juggles multiple priorities with competing deadlines.
The Position Requires:
High School Diploma ; Paralegal certification or Bachelor degree preferred
2 years of professional business experience working with confidential information
Proficiency in MS Office products, specifically Excel
Strong candidates have worked in the financial services industry and have an understanding of the various types of investment options, will have familiarity with regulatory environments and will have experience using SEC and FINRA websites.
Since 1955, millions of investors in the United States and around the globe have relied on Federated Investors, Inc. (NYSE: FII) for world-class investment management. Federated has grown to become one of the nation's largest investment managers with $397.6 billion in assets under management.
Federated has honed its disciplined investment process over a half-century to deliver style-consistent investment products, including 123 domestic and international equity, fixed-income and money market funds, as well as a variety of separately managed accounts. Federated's diversified product line is distributed through more than 8,400 financial intermediaries and institutions who assist investors in meeting their unique objectives. For additional information about Federated Investors visit FederatedInvestors.com.