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ConsultUSA and PMCentersUSA Solutions Provider
Pittsburgh, Pennsylvania
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Senior Compliance Examiner, Investment Management
CAREER OPPORTUNITY #: 8187 POSITION TITLE: SENIOR COMPLIANCE EXAMINER – INVESTMENT MANAGEMENT DEPARTMENT: COMPLIANCE POSITION SPECIFICATIONS: Bachelor’s degree or equivalent comparable business experience, including experience in financial services organizations in compliance, fund accounting, legal, audit or similar environment required; degree in accounting, finance or business preferred Advanced degree (e.g. MBA or JD) may be accepted in lieu of experience Minimum 3 years of business experience; plus 1 year of mutual fund or investment adviser compliance FINRA S7TO, S24, or S 66 required Working knowledge of securities
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